Become A Client
To take advantage of our clarityTRANSACT services, you need only follow the simple 2 step path:-
Step 1 is to set up the relationship with us.
Step 2 is to look at any investments themselves.
Step 1 - Set Up
The level of information we will need will very much depend on the level of service you intend to use. Here is a checklist, which will allow you to access the correct forms
If at any stage you find you would prefer us to collate the forms for you then please just send an email to enquiries@clarityglobal.com or pick up the phone! 0870 242 2043
Terms of Business
The regulatory basis on which we work is described in our Terms of Business. It is in your interests to read this document prior to setting up any relationship with us. This is an integral part of our Letters of Engagement due to its importance but if you would like to see the text then please click HERE.
In addition to our Terms of Business, there are four main forms that you might come across:
- Money Laundering, and
- Letter of Engagement
- Combined Initial Disclosure Document (CIDD)
Each is explained in more detail below but the following table gives you access to the page where you will find the relevant form. Each is also available as a "pdf" file which can be accessed/printed via the icon on each page.
Further Details:
- Money Laundering Regulations
It is important that we all comply with the Money Laundering Regulations. These rules were designed to prevent the transfer of illegal funds from one investment type to another, or at least slow their progress.
- Letter of Engagement
This simply formalises our relationship so that everyone is clear who is doing what. It is important to clearly express the scope of any service and agree on timings and delivery.
- Combined Initial Disclosure Document (CIDD)
This document deals with clarity's services in relation to packaged products, non-investment insurance contracts and regulated mortgage contracts (including regulated lifetime mortgage contracts and home reversion schemes).
Step 2 - Investment
You will need to complete our Investment Checklist for each investment so we are all clear as to the basis on which each investment is made. These are attached to each application form for ease. This is reproduced below should you wish to review the options in advance.
Action
Once your have decided on a level of service then please CONTACT us.
Investment Checklist
As mentioned above, here is a reproduction of the Investment Checklist you will find with each application form:-
The Financial Services Act was created for your protection. The Act requires us to identify the level of advice received, Execution Only, Direct Offer and Advisory, in respect of the applications you are submitting to clarity. Please will you mark the relevant box (only one) to identify the level of "direction" you have had from us. Thank you.
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Execution Only
- this category is for those who have made their own decision on the fund manager, the choice of fund, the level of investment and the timing.
For us to administer the investments, please will you sign the following declaration: -
"All the attached application forms should be completed on an Execution Only basis. You are acting at our explicit request. We hereby confirm that we have not asked for nor received any advice. The choice of fund, its suitability and the level of investment is entirely our choice."
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Signed
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Date
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(Where the investment is in two names or in joint names, please will you both sign)
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Direct Offer
- this category is for those who have read through our Research/Buy List information so have received "product specific" advice from us. However, the Direct Offer category confirms that clarity has not advised you on the suitability of the investment to your circumstances. The majority of our clients will be implementing the advice using this service.
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Signed
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..........................................................................................
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Date
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(Where the investment is in two names or in joint names, please will you both sign)
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Advisory
- clarity advised you on the most suitable fund for your circumstances and made specific recommendations to you. The advice included the choice of fund manager, the fund, the level of investment and the timing of the investment.
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Multiple Applications
- on some occasions, you may transact investments with differing levels of advice. We only need one copy of this form for each level of advice so please "batch" the applications for each level if that helps.
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Confirmation
- should you wish us to confirm receipt of the application forms, please give us the e-mail address,where the confirmation should be sent or, alternatively, a telephone number.
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Print Name(s)
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E-Mail Address
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OR Tel. Number
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THANK YOU FOR YOUR HELP IN COMPLETING THIS TASK. IT IS ALL PART OF THE PROCESS OF REDUCING THE COST OF INVESTMENT. THE NET SAVINGS TO YOU CAN BE UPTO £500 FOR EVERY £10,000 INVESTED.
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